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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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