Search Result

261 - 280 of 1137 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons