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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 2.11 Persons who are exempt for credit-related regulated activities

BIPRU 7.6 Option PRR

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CONC 8.3 Pre contract information and advice requirements

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COBS 11.6 Use of dealing commission

CONC 10.2 Prudential resources requirements

MIPRU 4.4 Calculation of capital resources

COBS 4.2 Fair, clear and not misleading communications

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements