Search Result

201 - 220 of 1234 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation