Search Result

601 - 620 of 706 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations