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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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