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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client