Search Result

181 - 200 of 1091 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application