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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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CONC 6.8 Post contract business practices credit brokers

As Published: 2014

CONC 6.8 Post contract business practices credit brokers

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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