Search Result

481 - 500 of 1136 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities