Search Result

341 - 360 of 1139 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

APER 1.1A Application

As Published: 2013

APER 1.1A Application

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction