Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

…

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

…

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.7 Is the complainant eligible?

FEES 4.2 Obligation to pay periodic fees

COLL 5.3 Derivative exposure

SYSC 5.1 Skills, knowledge and expertise

BIPRU 5.4 Financial collateral

SYSC 19B.1 Application

REC 3.14 Products, services and normal hours of operation

ICOBS 1.1 The general application rule

SUP App 3.6 Freedom to provide services

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

MCOB 7.6 Mortgages: event-driven information

INSPRU 1.5 Internal-contagion risk

CASS 5.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading