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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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