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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 20.1 Application

As Published: 2010

LR 20.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement