Search Result

201 - 220 of 1333 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing