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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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