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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman