Search Result

461 - 480 of 563 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.2 Conduct standards: debt advice

As Published: 2014

CONC 8.2 Conduct standards: debt advice

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details