Search Result

441 - 460 of 986 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book