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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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