Search Result

361 - 380 of 1305 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund