Search Result

341 - 360 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm