Search Result

981 - 1000 of 1159 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.5 Financial statements and debt repayment offers

As Published: 2014

CONC 8.5 Financial statements and debt repayment offers

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

As Published: 2013

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2013 to 31 March 2014

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements