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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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