Search Result

381 - 400 of 1160 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?