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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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CONC 5.3 Conduct of business in relation to creditworthiness and affordability

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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