Search Result

361 - 380 of 762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting