Related provisions for COND 1.3.3

1 - 3 of 3 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.12.3RRP
(1) Any firm permitted to 5carry5 on any of the activities within each of the RAGs set out in column (1) of the table in SUP 16.12.4 R must:(a) (i) unless (ii) or (iii) 11applies, submit to the appropriate regulator98 the duly completed data items or other items applicable to the firm as set out in the provision referred to in column (2) of that table;98(ii) unless (iii) applies, where 11 a firm is required to submit completed data items for 11more than one RAG, that11firm must