Search Result

141 - 160 of 1070 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation