Search Result

1141 - 1160 of 1230 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures