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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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