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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

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