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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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