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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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