Search Result

641 - 660 of 1104 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)