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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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