Search Result

601 - 620 of 1084 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors