Search Result

581 - 600 of 1053 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS