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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares