Search Result

521 - 540 of 579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme