Search Result

501 - 520 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information