Search Result

481 - 500 of 936 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements