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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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CASS 1A.1 Application

LR 15.4 Continuing obligations

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PERG 16.8 Territorial scope

REC 6.6 Supervision

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COBS 4.2 Fair, clear and not misleading communications

PR App 3.1

DTR 6.2 Filing information and use of language

FEES 6.5 Compensation costs

COBS 9.3 Guidance on assessing suitability

SUP 10A.4 Specification of functions

IFPRU 2.2 Internal capital adequacy assessment process

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading