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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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