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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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