Search Result

401 - 420 of 517 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…