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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background