Search Result

381 - 400 of 506 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy