Search Result

381 - 400 of 1173 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting