Search Result

361 - 380 of 1120 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose